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5:50
thepinoyofw.com
Securities and Exchange Commission (SEC): What You Need to Know - The Pinoy OFW
SEC Philippines, a government organization, aims to safeguard investors; to ensure fairness, order, and efficiency in the markets. Read on
Aug 5, 2022
Securities and Exchange Commission SEC Enforcement Actions
⚠️ SCAM ALERT – BLUE OCEAN SECURITIES LTD ⚠️ The Securities and Exchange Commission of Sri Lanka (SEC) warns the public that: 🛑Blue Ocean Securities Ltd is NOT licensed by the SEC and has no authority to trade in securities in Sri Lanka on behalf of investors. 🛑Its Chief Analyst is NOT a Registered Investment Advisor, nor is his assistant. 🛑According to the FCA Financial Services Register, Blue Ocean Securities Ltd is NOT licensed or authorized by the Financial Conduct Authority (FCA) UK. 🛑R
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